Soteria Lead Sponsors 1LoD Summit•
Acting as the only independent symposium that addresses ‘best practice’ for the newly emerging surveillance and control functions within Investment Banks’ 1st and 2nd lines of Defence, the 1LoD Surveillance Summit will tackle head-on the most pressing topics currently burdening these departments which are still in their relative infancy.
As pressures around actionable surveillance intelligence, scalable and reliable regulated technology, robust operational processes, and efficient resource allocation, continue to escalate for those with front office roles, in addition to the personal accountability and liability now enforced through the Senior Management & Certification Regime, this one-day conference will attract approximately 150 of the most senior ranking delegates from financial institutions worldwide.
Creator of Soteria, and Founder & CTO of Insightful Technology, Rob Houghton, who originally aided and advised what was then the FSA on regulated technology capabilities in 2009 and 2011, will be taking part in key sessions throughout the day, moderated by 1LoD. As part of his wealth of experience in the technical development of large scale, business-critical platforms and solutions, Rob built the first MNO (Mobile Network Operator) voice and SMS capture and archiving solution, currently underpinning Truphone’s global Mobile Recording product, designed and built HP’s global dynamic cloud infrastructure which he subsequently licensed back to the business, and also created the UK’s first blue light 999 GPS dispatching solution.
Confirmed speakers include:
- Jeremy Kirk, Managing Director, Global Co-Head of Compliance Surveillance, Deutsche Bank
- Andrew Brodie, Global Head of Front Office Conduct Surveillance, BNP Paribas
- David Churton, Managing Director, Global Head of ICG Surveillance, Morgan Stanley
- Lee Mann, Managing Director, Global Head of E-Communications Surveillance, Citigroup
To find out more about the Surveillance Summit, or to register, click here.
Please note: if you are one of our valued clients, we can provide you with a code to receive 20% discount on the full ticket rate. We look forward to hearing from you.