Features 1 of 5
Capture All Communication & Market Data
Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source. Archived data can be ingested from legacy systems to help consolidate operational architecture.
Global & Regional Regulatory Compliant PaaS
Soteria™ complies with all major financial regulations including SM&CR, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors or Command & Control and Customer Services.
Single Global & Hierarchical View of All Data
Common tagging of objects is applied at capture across all disparate data sets, enabling a truly single global view of media. Permission Hierarchy Management allows control of individual and group access.
Features 2 of 5
Set custom detailed parameters across all three lines of defence functions for instantaneous and continuous, or proportionate-based monitoring of system, data and user activity or performance.
Real-time alerting notifies authorised users via email or SMS for subsequent activity or content review, escalation and reporting, based on the business or individual role requirements.
Complex Search Functions
Reduce the burden of false positives and create accurate, proactive or indeed retrospective search results across all data and system activity, through powerful and fully-customisable searches.
Features 3 of 5
Data Reconciliation, Evidential Integrity & Audit
Tokenised 3rd Party Verification for Non-Repudiation, including Full Data Encryption and a digitally-signed Audit Trail across all objects and system activity, ensures a complete set of tamperproof records.
Data Classification & Retention Policy Management
Set rules around structured data sets including 'End of Life' Auto-Deletion and Legal Jurisdiction specification. Legal Hold Protection prevents auto-deletion of objects placed on Legal Hold, should retention policies expire.
Custom Role-Based Dashboards & Reporting
Soteria™ enables departments or individual roles to define custom screens and reports across the platform so you only ever review what you need to. This includes for tasks such as system testing and performance.
Features 4 of 5
Trade Reconstruction & Case Management
Immediate reconstruction of data surrounding a trade is accessible in a containerised view by regulators via a time-lapsed login. General case management enables custom tagging, and note and permission assignment.
End-to-End Process & Workflow
Automation and Prefill Workflows enable roles or departments to utilise integrated systems for efficiency, and also allocate, escalate and complete processes and requests through to closure and reporting.
Secure APIs for 3rd Party Solution Integration
Soteria™ drives operational efficiency and enables a centralised view of the business through integration of custom data types and external systems like CRM, Market Abuse and Document Management solutions.
Features 5 of 5
Hosted Cloud, Hybrid & On-Premise Options
Soteria™ offers 'always available and retrievable' silo-free storage options that are highly-secure, resilient, redundant, and fully penetration tested. Our own tier 4-secure hosted cloud fulfils private and shared setups.
Robotic Process Automation & A.I.
Voice transcription & translation enables proactive monitoring & alerting of a-comms, and auto-population of other systems & workflow. KYC information enables escalation to management for resolution.
Soteria™ is externally penetration tested & security audited bi-annually. Penetration tests by several tier 1 banks also occur every few months. Single sign-on, SAML2 & Active Directory synchronisation is available.
In real-time, Soteria™ offers you a single-pane view of any business communication or market news activity, with fully-customisable role-based dashboards, and a permissions hierarchy to manage user access. Trade reconstructions can be created instantaneously, and collated information around a topic or event can be viewed remotely in a containerised manner by regulators and validated 3rd parties, using a time-lapsed login and password.
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See how Soteria's modular and scalable approach can make you fully compliant, efficient, and cost effective, in a live demonstration