Opimas Report Defines Soteria as Leading Solution

In what remains a problematic era for financial services, exacerbated by the disparate data silos, vendors and technology that have historically been procured to tackle regulated compliance and surveillance, Soteria is delighted to be independently recognised by Independent Research House, Opimas, LLC as the only all-encompassing core solution for these burdens in their latest report, ‘Voice and Electronic Communications Surveillance in Capital Markets‘.

 

Redefining what is now possible, Soteria can provide a truly centralised, agnostic and, most importantly, proven answer to real-time E-and A-Comms management and risk mitigation, across all three lines of defence, within both buy- and sell-side firms. 

Stay tuned for the soon-to-be-published full report.

 

Opimas’ Senior Analyst: Anna Griem

Anna is a senior capital markets research analyst focused on financial regulation, RegTech and compliance best practices at Opimas, a management consultancy serving leading financial institutions around the world.

Recent published research includes:

AI and Alternative Data: Moving to Trading’s Next Model

Alternative Data: The New Frontier in Asset Management

Artificial Intelligence in Capital Markets: Operational Revolution

FinTech Spending and Innovation in Capital Markets

Fighting Market Abuse: AI, Behavioral Analytics & Holistic Approaches to Surveillance

Improving Surveillance Quality and Reducing Costs

MiFID II: Unintended Consequences

MiFID II Spending and Solutions Landscape