Eliminate Data, Tech and Vendor Silos

Empowering silo-free, real-time surveillance, compliance, risk mitigation and business edge, in a single global and hierarchical view, with no need for middleware.

Because the best line of defence is offence.

Mitigate Your Risk. Be Proactively Compliant. Be Business Efficient.

Features

  • Tab Icon

    Capture All Communication & Market Data

    Whether electronic, audio, or market data, Soteria™ captures all media in real-time, and securely from the source. Archived data can be ingested from legacy systems to help consolidate operational architecture.

  • Tab Icon

    Global & Regional Regulatory Compliant PaaS

    Soteria™ complies with all major financial regulations including SM&CR, MiFIDII, GDPR, MAR and Dodd-Frank, and can be implemented by other governed sectors or Command & Control and Customer Services.

  • Tab Icon

    Single Global & Hierarchical View of All Data

    Common tagging of objects is applied at capture across all disparate data sets, enabling a truly single global view of media. Permission Hierarchy Management allows control of individual and group access.

See the filmed preview

Features

  • Tab Icon

    Real-Time Monitoring

    Set custom detailed parameters across all three lines of defence functions for instantaneous and continuous, or proportionate-based monitoring of system, data and user activity or performance.

  • Tab Icon

    Real-Time Alerting

    Real-time alerting notifies authorised users via email or SMS for subsequent activity or content review, escalation and reporting, based on the business or individual role requirements.

  • Tab Icon

    Complex Search Functions

    Reduce the burden of false positives and create accurate, proactive or indeed retrospective search results across all data and system activity, through powerful and fully-customisable searches.

See the filmed preview

Features

  • Tab Icon

    Data Reconciliation, Evidential Integrity & Audit

    Tokenised 3rd Party Verification for Non-Repudiation, including Full Data Encryption and a digitally-signed Audit Trail across all objects and system activity, ensures a complete set of tamperproof records.

  • Tab Icon

    Data Classification & Retention Policy Management

    Set rules around structured data sets including 'End of Life' Auto-Deletion and Legal Jurisdiction specification. Legal Hold Protection prevents auto-deletion of objects placed on Legal Hold, should retention policies expire.

  • Tab Icon

    Custom Role-Based Dashboards & Reporting

    Soteria™ enables departments or individual roles to define custom screens and reports across the platform so you only ever review what you need to. This includes for tasks such as system testing and performance.

See the filmed preview

Features

  • Tab Icon

    Trade Reconstruction & Case Management

    Immediate reconstruction of data surrounding a trade is accessible in a containerised view by regulators via a time-lapsed login. General case management enables custom tagging, and note and permission assignment.

  • Tab Icon

    End-to-End Process & Workflow

    Automation and Prefill Workflows enable roles or departments to utilise integrated systems for efficiency, and also allocate, escalate and complete processes and requests through to closure and reporting.

  • Tab Icon

    Secure APIs for 3rd Party Solution Integration

    Soteria™ drives operational efficiency and enables a centralised view of the business through integration of custom data types and external systems like CRM, Market Abuse and Document Management solutions.

See the filmed preview

Features

  • Tab Icon

    Hosted Cloud, Hybrid & On-Premise Options

    Soteria™ offers 'always available and retrievable' silo-free storage options that are highly-secure, resilient, redundant, and fully penetration tested. Our own tier 4-secure hosted cloud fulfils private and shared setups.

  • Tab Icon

    Robotic Process Automation & A.I.

    Voice transcription & translation enables proactive monitoring & alerting of a-comms, and auto-population of other systems & workflow. KYC information enables escalation to management for resolution.

  • Tab Icon

    Security

    Soteria™ is externally penetration tested & security audited bi-annually. Penetration tests by several tier 1 banks also occur every few months. Single sign-on, SAML2 & Active Directory synchronisation is available.

See the filmed preview

The Portal

In real-time, Soteria™ offers you a single-pane view of any business communication or market news activity, with fully-customisable role-based dashboards, and a permissions hierarchy to manage user access. Trade reconstructions can be created instantaneously, and collated information around a topic or event can be viewed remotely in a containerised manner by regulators and validated 3rd parties, using a time-lapsed login and password.

Soteria: Modular and Scalable. Simple.

>Core Icon

01

Core

Real-time capture of e-data and telecommunications • Encryption for duty of care • Store in cloud or on premise • Archive to set retention policies.

Read More
>Compliance Icon

02

Compliance

Global and local data views • E-surveillance with keyword, proximity and wildcard searches • Keyword alerts and reporting • Regulatory case reconstruction.

Read More
>Efficiency Icon

03

Efficiency

Voice to text transcriptions • CRM and deal ticket pre-population • Compliance and system audit tools • Integration to workflow systems • Self-provisioning and reporting tools.

Read More

Get Started

No Canned Demos Here: Watch Soteria Work Live

See how Soteria's modular and scalable approach can make you fully compliant, efficient, and cost effective, in a live demonstration

Request Demo